-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOrNQj/AJItehZomF/wTImPjLdufdIJe5E49lyaih4SJW86W+ncAKJei/mGF/Qzn coXDEtuh/fjOObDMARlicw== 0000912057-01-004721.txt : 20010214 0000912057-01-004721.hdr.sgml : 20010214 ACCESSION NUMBER: 0000912057-01-004721 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 GROUP MEMBERS: CBT WIRELESS INVESTMENTS LLC GROUP MEMBERS: PETER LUCAS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UBIQUITEL INC CENTRAL INDEX KEY: 0001108487 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 233017909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60597 FILM NUMBER: 1536102 BUSINESS ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106609510 MAIL ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWUD STATE: PA ZIP: 19004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CBT WIRELESS INVESTMENTS LLC CENTRAL INDEX KEY: 0001134670 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 911983832 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1733 H STREET #330-141 CITY: BLAINE STATE: WA ZIP: 98230 MAIL ADDRESS: STREET 1: 1733 H STREET #330-141 CITY: BLAINE STATE: WA ZIP: 98230 SC 13G 1 a2038290zsc13g.txt SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13G (RULE 13d-102) UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13D-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) UBIQUITEL INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.0005 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 903474302 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages - --------------------------- --------------------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 2 OF 7 PAGES - --------------------------- --------------------------- - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CBT WIRELESS INVESTMENTS, L.L.C. - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION STATE OF NEVADA - ---------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 4,357,160 (1) NUMBER OF ----------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER -0- BENEFICIALLY ----------------------------------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER -0- EACH ----------------------------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER 4,357,160 (1) PERSON WITH - ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,357,160 (1) - ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9% - ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) See Item 4 herein. - --------------------------- --------------------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 3 OF 7 PAGES - --------------------------- --------------------------- - ---------------------------------------------------------------------------------------------------------------------- 13 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PETER LUCAS - ---------------------------------------------------------------------------------------------------------------------- 14 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - ---------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER -0- BENEFICIALLY ----------------------------------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER -0- EACH ----------------------------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER 4,357,160 (1) PERSON WITH - ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,357,160 (1) - ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9% - ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! (1) See Item 4 herein. - --------------------------- --------------------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 4 OF 7 PAGES - --------------------------- --------------------------- ITEM 1(a). NAME OF ISSUER. UbiquiTel Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. One West Elm Street 4th Floor Conshohocken, Pennsylvania 19428 ITEM 2(a). NAME OF PERSON FILING. This statement is filed on behalf of Peter Lucas and CBT Wireless Investments, L.L.C. (individually, a "Reporting Person," and collectively, the "Reporting persons"). See Exhibit A for the Reporting Persons' agreement for a joint filing of a single statement on their behalf. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. 1733 H Street #330-141 Blaine, Washington 98230 ITEM 2(c). CITIZENSHIP. Peter Lucas is a citizen of the United States of America. CBT Wireless Investments, L.L.C. was organized under the laws of the State of Nevada. ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock ITEM 2(e). CUSIP NUMBER. 903474302 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(b), OR 13D-2(b) OR (c), IDENTIFY THE STATUS OF THE PERSON FILING. Not applicable ITEM 4. OWNERSHIP.
AMOUNT REPORTING PERSON BENEFICIALLY OWNED PERCENT OF CLASS - ------------------------------------- ------------------------------------ ----------------------------------- Peter Lucas 4,357,160 (1) 6.9% CBT Wireles Investments, L.L.C. 4,357,160 (1) 6.9%
- --------------------------- --------------------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 5 OF 7 PAGES - --------------------------- ---------------------------
POWER TO VOTE POWER TO DISPOSE ------------------------------------ ---------------------------------- REPORTING PERSON SOLE SHARED SOLE SHARED - ------------------------------------- ------------------------------------ ---------------------------------- Peter Lucas -0- -0- -0- 4,357,160 (1) CBT Wireles Investments, L.L.C. 4,357,160 -0- -0- 4,357,160 (1)
- ------------------ (1) The shares are owned by CBT Wireless Investments, L.L.C. ("CBT"), of which Mr. Lucas serves as General Manager. As General Manager, Mr. Lucas has dispositive power over the shares owned by CBT. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. Not applicable - --------------------------- --------------------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 6 OF 7 PAGES - --------------------------- --------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2001 /s/ Peter Lucas -------------------------------------- Peter Lucas CBT WIRELESS INVESTMENT, L.L.C. By: /s/ Peter Lucas ---------------------------------- Peter Lucas General Manager - --------------------------- --------------------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 7 OF 7 PAGES - --------------------------- --------------------------- EXHIBIT A AGREEMENT TO FILE JOINT SCHEDULE 13G Pursuant to Rule 13d-1(k)(1), the undersigned hereby consent to the joint filing of a single statement on their behalf. February 12, 2001 /s/ Peter Lucas -------------------------------------- Peter Lucas CBT WIRELESS INVESTMENT, L.L.C. By: /s/ Peter Lucas ---------------------------------- Peter Lucas General Manager -----END PRIVACY-ENHANCED MESSAGE-----